I) Financial Result Quarterly    - Quarter September 30, 2011    - Quarter June 30, 2011    - Annual Report 2010-2011    - Cummulative March 2010-2011    - Unaudited Financial Quarterly Result June 30, 2011    - Quarter March 31, 2011    - Quarter December 31, 2010    - Quarter September 30, 2010    - Quarter June 30, 2010    - Quarter March 31, 2010    - Cummulative March, 2009-2010    - Quarter Quarter December 31, 2009    - Quarter September 30, 2009    - Quarter June 30, 2009    - Cummulative March, 2008-2009    - Quarter March 31, 2009    - Quarter December 31, 2008    - Quarter September 30, 2008    - Quarter June 30, 2008    - Quarter March 31, 2008    - Annual report 2009-2010 II) Share Holding Pattern    - September 30, 2011    - June 30, 2011    - March 31, 2011    - December 31, 2010    - September 30, 2010    - June 30, 2010    - March 31, 2010    - December 31, 2009    - September 30, 2009    - June 30, 2009    - March 31, 2009    - December 31, 2008    - March 31, 2008

Compliance with Corporate Governance

The Company has complied with the clause 49 of Corporate Governance and has submitted the same to the Bombay Stock Exchange quarterly.

Code of Conduct

The strong edifice of Upsurge Investment & Finance Ltd. (UIFL) has been built on the foundation of high standard of integrity, dedicated customer services, fair practices, efficient, safe and trusted financial policies. The Board of Directors (the 'Board') has now adopted a Code of Conduct (the 'Code') for the Directors and members of the Senior Management of UIFL. To further strengthen this edifice.

The Directors and members of the Senior Management are require to affirm compliance with Code.

1. Act honestly and use the powers of office, in good faith and in the best interests of UIFL as a whole.
2. Recognize that their primary responsibility is to UIFL shareholders as a whole but they should, where appropriate, have regard for the interest of all stakeholders of UIFL.
3. Be independent in judgment and action and take all reasonable steps to be satisfied as to the soundness of all decisions taken by the Board.
4. Use due care and diligence in performing their duties of office and in exercising their powers attached to that office.
5. Not allow personal interests to conflict with the interest of UIFL.
   
6. Not make improper use of information nor take improper advantage of their position.
   
7. Maintain the confidentiality of information (price sensitive or otherwise) they receive while being an officer of the company.
8. Comply with all applicable laws, rules and regulations.
9. Nor engage in conduct likely to bring discredit upon UIFL.

Having regard to the business practice, or the legal and regulatory framework applicable, the Board will review, revise or update the Code of Conduct as it deems appropriate. Any change or amendment to the Code shall be made only with the approval of the Board.

Please mail your queries at investors@upsurgeinvestment.com